Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (8 Oct 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Jul 2004 to 8 Oct 2004)
-
- CF30 Customer (1 Nov 2007 to 1 May 2014)
- CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2006 to 6 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.