James Murphy

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 16 Jan 2019)
    • [FCA CF] Client dealing (since 12 Oct 2016)
    • [PRA CF] Managing a material risk taker (since 14 Jun 2016)
    • [FCA CF] Manager of certification employee (since 14 Jun 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Jun 2016)
    • [FCA CF] Benchmark submission and administration (17 Aug 2018 to 21 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 29 Jul 2010)
    • CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 16 Jan 2019)
    • [PRA CF] Managing a material risk taker (since 16 Jul 2018)
    • [FCA CF] Manager of certification employee (since 16 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.