James Morton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
    • [FCA CF] Client dealing (since 24 Feb 2025)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • [FCA CF] Functions requiring qualifications (26 Feb 2024 to 27 Jan 2025)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 31 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Apr 2023 to 2 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (17 Apr 2023 to 2 Nov 2023)
  • Emerald Financial Associates Ltd (no longer approved here)

    FRN 476438

    • (7)Employed By (17 Apr 2023 to 2 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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