James Mitchell

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • InReach Ventures LLP

    FRN 948521

    • [FCA CF] Client dealing (since 27 Nov 2025)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • [FCA CF] Significant management (1 Jan 2022 to 19 Sep 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 19 Sep 2025)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • [FCA CF] Material risk taker (1 Jan 2022 to 19 Sep 2025)
    • [FCA CF] Significant management (1 Mar 2021 to 19 Sep 2025)
    • [PRA CF] Key function holder (2 May 2020 to 28 Feb 2021)
    • [FCA CF] Client dealing (1 May 2020 to 2 May 2020)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • [FCA CF] Material risk taker (1 Jan 2022 to 19 Sep 2025)
    • [FCA CF] Significant management (1 Mar 2021 to 19 Sep 2025)
    • [FCA CF] Client dealing (1 May 2020 to 2 May 2020)
    • [PRA CF] Key function holder (1 May 2020 to 28 Feb 2021)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Material risk taker (1 Jan 2022 to 19 Sep 2025)
    • [FCA CF] Significant management (1 Jan 2022 to 19 Sep 2025)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • [FCA CF] Material risk taker (1 Jan 2022 to 2 Jan 2022)
    • [FCA CF] Significant management (1 Jan 2022 to 19 Sep 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (16 Aug 2018 to 27 Jun 2019)
    • [FCA CF] Manager of certification employee (16 Aug 2018 to 27 Jun 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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