James Michael McCormick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
    • [FCA CF] Client dealing (since 8 Jun 2022)
    • CF30 Customer (3 Dec 2008 to 15 Jun 2009)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
    • [FCA CF] Client dealing (since 8 Jun 2022)
    • CF30 Customer (3 Dec 2008 to 15 Jun 2009)
  • Citibank Europe plc

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [FCA CF] Client dealing (since 8 Jun 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (18 Sep 2013 to 15 Aug 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 Sep 2009 to 13 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.