James Michael Follows

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KHEPRI ADVISERS LIMITED
FRN 692447
- CF1 Director (AR) (since 18 Dec 2025)
- CF30 Customer (since 18 Dec 2025)
UK Equity Research Limited
FRN 1046183
- (1)Employed By (since 18 Dec 2025)
LGT Wealth Management UK LLP (no longer approved here)
FRN 471048
- [FCA CF] Significant management (1 Feb 2020 to 31 Jan 2024)
- CF30 Customer (21 Aug 2015 to 8 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (29 Sep 2006 to 12 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.