James Michael Evans

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Owen and Associates

    FRN 146808

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 1 Apr 2007)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Mar 2006 to 11 Dec 2006)
  • Nautilus Financial Planning Ltd

    FRN 442130

    • (1)Employed By (since 16 Mar 2006)
    • (1)Employed By (6 Dec 2005 to 6 Dec 2005)
  • QIA Financial Planning Ltd (no longer approved here)

    FRN 541399

    • Employed By (28 Mar 2011 to 17 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Nautilus Financial Planning Ltd

  2. controlled function added: (1)Employed By at Nautilus Financial Planning Ltd