James Michael Dear

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Financial Planning Limited

    FRN 722703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 16 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
    • [FCA CF] Client dealing (since 28 Mar 2024)
  • Forrester-Hyde Limited

    FRN 476495

    • (9)SMF3 Executive Director (since 9 Dec 2019)
    • (33)SMF17 Money Laundering Reporting Officer (MLRO) (12 Jun 2023 to 29 May 2024)
    • (38)[FCA CF] Significant management (9 Dec 2019 to 12 Nov 2024)
    • (36)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Nov 2024)
    • (35)[FCA CF] Client dealing (9 Dec 2019 to 12 Nov 2024)
    • (37)CF1 Director (20 Dec 2018 to 8 Dec 2019)
    • (34)CF30 Customer (25 Nov 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Forrester-Hyde Limited

  2. controlled function added: (33)SMF17 Money Laundering Reporting Officer (MLRO) at Forrester-Hyde Limited

  3. controlled function added: (34)CF30 Customer at Forrester-Hyde Limited

  4. controlled function added: (35)[FCA CF] Client dealing at Forrester-Hyde Limited

  5. controlled function added: (36)[FCA CF] Functions requiring qualifications at Forrester-Hyde Limited

  6. controlled function added: (37)CF1 Director at Forrester-Hyde Limited

  7. controlled function added: (38)[FCA CF] Significant management at Forrester-Hyde Limited

  8. controlled function added: (9)SMF3 Executive Director at Forrester-Hyde Limited