Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (26 Jun 2015 to 6 Mar 2016)
- CF30 Customer (21 Mar 2014 to 6 Mar 2016)
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- CF21 Investment Adviser (9 Mar 2004 to 4 Apr 2006)
- CF26 Customer Trading (29 Jan 2004 to 9 Mar 2004)
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- CF21 Investment Adviser (9 Mar 2004 to 4 Apr 2006)
- CF26 Customer Trading (29 Jan 2004 to 9 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.