James Metcalfe Barlex

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Mar 2024)
  • Freeman Financial Ltd (no longer approved here)

    FRN 837985

    • (2)Employed By (21 Sep 2022 to 22 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2023)
    • CF30 Customer (4 Oct 2016 to 22 Aug 2023)
  • PLATINUM GAIN LIMITED (no longer approved here)

    FRN 599433

    • CF30 Customer (1 Nov 2015 to 29 Apr 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Feb 2008 to 18 Dec 2015)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (8 Feb 2008 to 22 Aug 2023)

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Updates to this individual's record on the FCA register.

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