James McWilliam

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Significant management (since 19 May 2021)
    • [FCA CF] Client dealing (27 Feb 2017 to 12 May 2021)
    • CF30 Customer (7 Sep 2012 to 15 May 2013)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 7 Sep 2016)

Recent activity

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