James McNair

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 6 Mar 2020)
    • [FCA CF] Manager of certification employee (since 6 Mar 2020)
    • [FCA CF] Client dealing (2 Sep 2019 to 11 Jan 2020)
    • [FCA CF] Manager of certification employee (21 Mar 2017 to 20 Jun 2019)
    • CF30 Customer (20 Sep 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Nov 2005 to 1 May 2007)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
    • [FCA CF] Client dealing (since 1 Jul 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Aug 2009 to 30 Jun 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.