James McMahon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOBART CAPITAL MARKETS LLP

    FRN 593186

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 May 2022)
    • [FCA CF] Functions requiring qualifications (since 1 May 2022)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • [FCA CF] Functions requiring qualifications (30 Nov 2021 to 2 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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