James McKenzie Murray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (22 Apr 2021 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (22 Apr 2021 to 31 Mar 2022)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2021)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF22 Investment Adviser (Trainee) (17 Apr 2002 to 5 Jul 2002)
Mortgage Information Centre (no longer approved here)
FRN 192871
- (1)Employed By (17 Apr 2002 to 2 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.