Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Dec 2017)
- [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2024)
- CF30 Customer (16 May 2012 to 6 Mar 2016)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 15 Jul 2019)
- [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2024)
- CF30 Customer (16 May 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.