James McGrath Dolan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FACET INVESTMENT MANAGEMENT LTD (no longer approved here)
FRN 131372
- CF2 Non Executive Director (10 Aug 2018 to 4 Mar 2019)
- CF1 Director (AR) (24 Apr 2015 to 13 Aug 2018)
Berkeley Financial Partners Ltd (no longer approved here)
FRN 654149
- (11)Employed By (15 Apr 2015 to 21 Dec 2017)

Updates to this individual's record on the FCA register.

10 hours ago
controlled function removed: Employed By at Berkeley Financial Partners Ltd
10 hours ago
controlled function added: (11)Employed By at Berkeley Financial Partners Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.