James McEvoy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Manager of certification employee (since 21 Jun 2024)
    • [FCA CF] Material risk taker (since 21 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jun 2024)
    • [FCA CF] Proprietary trader (since 21 Jun 2024)
    • [FCA CF] Client dealing (since 21 Jun 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (15 Mar 2021 to 24 May 2022)
    • [FCA CF] Material risk taker (16 Nov 2018 to 2 May 2024)
    • [FCA CF] Client dealing (7 Nov 2018 to 2 May 2024)
    • CF30 Customer (11 Mar 2011 to 24 Jul 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (15 Mar 2021 to 24 May 2022)
    • [FCA CF] Material risk taker (16 Nov 2018 to 2 May 2024)
    • [FCA CF] Client dealing (7 Nov 2018 to 2 May 2024)
    • CF30 Customer (11 Mar 2011 to 24 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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