Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
    • SMF16 Compliance Oversight (since 1 Feb 2023)
    • SMF3 Executive Director (since 1 Feb 2023)
    • Responsibility for MCD Intermediation (since 1 Feb 2023)
    • Responsible for Insurance Distribution (since 1 Feb 2023)
  • Pennymatters Limited (no longer approved here)

    FRN 530681

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.