James McConville Ross

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF29 Significant management (27 Sep 2013 to 15 Jul 2016)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF29 Significant management (27 Sep 2013 to 15 Jul 2016)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 10 Jun 2013)
    • CF1 Director (30 Nov 2005 to 16 Nov 2012)
    • CF21 Investment Adviser (1 Oct 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Oct 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.