Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 10 Sep 2014)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 May 2005 to 12 Sep 2006)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (17 Jun 2004 to 9 May 2005)
    • CF21 Investment Adviser (17 Jun 2004 to 9 May 2005)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (17 Jun 2004 to 28 Feb 2005)
    • CF26 Customer Trading (17 Jun 2004 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 9 May 2005)
    • CF26 Customer Trading (1 Dec 2001 to 9 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.