James McCarthy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (1 Oct 2017 to 26 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2017 to 26 Jul 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 26 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.