James Matthew Lyons

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peel Hunt LLP (no longer approved here)
FRN 530083
- CF30 Customer (7 Nov 2017 to 8 Dec 2019)
Equiniti Financial Services Limited (no longer approved here)
FRN 468631
- CF30 Customer (22 Feb 2013 to 20 Oct 2017)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF30 Customer (1 Nov 2007 to 27 Jan 2009)
- CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (22 Mar 2007 to 25 Jul 2007)
- CF26 Customer Trading (17 May 2004 to 26 Mar 2007)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- CF26 Customer Trading (19 Dec 2002 to 14 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.