James Martin Suttie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (26 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2006 to 26 Mar 2007)
  • Peter Harding Practice Ltd

    FRN 402110

    • (2)Employed By (since 21 Jul 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (12 Jan 2006 to 8 Sep 2006)
    • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 12 Jan 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 May 2004 to 12 Nov 2004)
    • CF22 Investment Adviser (Trainee) (10 Jun 2003 to 11 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.