James Mark Mitchell Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clifton Wealth Partnership Ltd
FRN 541273
- CF30 Customer (since 13 Feb 2023)
Clifton Wealth Partnership (Stroud) Ltd
FRN 991032
- Employed By (since 13 Feb 2023)
Noble Johnson (2349) (no longer approved here)
FRN 181080
- (5)Employed By (19 Feb 2001 to 30 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.