James Mark Featherstone Fenwick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothschild & Co Wealth Management UK Limited
FRN 218613
- [FCA CF] Client dealing (since 31 Dec 2020)
- [FCA CF] Functions requiring qualifications (31 Dec 2020 to 27 Jan 2025)
- CF30 Customer (23 May 2008 to 8 Dec 2019)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (1 Nov 2007 to 13 Apr 2008)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.