James Mark Alexander Rigg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2025)
    • CF1 Director (6 Aug 2013 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2025)
    • CF27 Investment Management (1 Dec 2001 to 28 Aug 2003)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2025)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.