James MacDonald Larkman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Algorithmic trading (21 Dec 2020 to 14 Dec 2025)
    • [FCA CF] Manager of certification employee (21 Dec 2020 to 14 Dec 2025)
    • [FCA CF] Client dealing (21 Dec 2020 to 14 Dec 2025)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 5 Aug 2016)
    • CF27 Investment Management (3 Jun 2005 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 5 Aug 2016)
    • CF27 Investment Management (3 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.