James Lindsay-Fynn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 21 Jul 2020)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (12 Apr 2016 to 11 May 2018)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (12 Apr 2016 to 11 May 2018)
GAM London Limited (no longer approved here)
FRN 122330
- CF30 Customer (15 Jan 2009 to 7 Oct 2009)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (18 Mar 2002 to 27 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.