James Lewis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HL Partnership Limited (no longer approved here)
FRN 303397
- Appointed representative dealing with clients for which they require qualification (18 Jul 2023 to 26 Apr 2024)
One 77 Mortgages Limited (no longer approved here)
FRN 753474
- [FCA CF] Functions requiring qualifications (25 Apr 2022 to 31 Mar 2023)
LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)
FRN 143002
- [FCA CF] Functions requiring qualifications (13 Jul 2021 to 28 Feb 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.