James Leonard Corpe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Humboldt Financial Limited

    FRN 826457

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2023)
    • [FCA CF] Client dealing (since 21 Apr 2023)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (44)Employed By (24 Jan 2014 to 30 Nov 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Jan 2014 to 29 Apr 2016)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (19 Jun 2013 to 7 Mar 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (19 Jun 2013 to 7 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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