James Lee Bradshaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THINKING FINANCE UK LIMITED (no longer approved here)
FRN 484813
- CF1 Director (1 Aug 2008 to 26 Feb 2012)
- CF11 Money Laundering Reporting (1 Aug 2008 to 26 Feb 2012)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2003)
Aspect Financial Planning Ltd (no longer approved here)
FRN 192381
- Employed By (1 Dec 2001 to 9 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.