Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 8 Jan 2024)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)
    • [FCA CF] Significant management (since 8 Jan 2024)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)
    • [FCA CF] Significant management (since 8 Jan 2024)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)
    • [FCA CF] Significant management (since 8 Jan 2024)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Dec 2025)
  • By Miles Ltd (no longer approved here)

    FRN 773046

    • SMF9 Chair of the Governing Body (12 Mar 2020 to 13 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Oct 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Oct 2023)
    • CF3 Chief Executive (6 Sep 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Oct 2023)
    • CF1 Director (3 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jul 2017 to 30 Sep 2018)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.