James Larton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (25 Jul 2014 to 17 May 2018)
  • Bridges & Co (Lancaster) Limited (no longer approved here)

    FRN 170768

    • Employed By (23 Apr 2012 to 19 Jul 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (5 Jul 2010 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.