James Lapushner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anacott Capital Limited

    FRN 590934

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2021)
    • SMF16 Compliance Oversight (since 12 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (4 Mar 2013 to 7 Jun 2018)
    • CF1 Director (4 Mar 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Mar 2013 to 7 Jun 2018)
    • CF30 Customer (4 Mar 2013 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (16 Aug 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (22 Dec 2003 to 21 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.