Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2024)
- CF30 Customer (6 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2013 to 2 Oct 2017)
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- CF21 Investment Adviser (24 Mar 2004 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (5 Mar 2004 to 24 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.