Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AB Vision Financial Ltd (no longer approved here)

    FRN 647091

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2024)
    • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Jul 2013 to 2 Oct 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Mar 2004 to 18 Nov 2005)
    • CF22 Investment Adviser (Trainee) (5 Mar 2004 to 24 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.