James Knibb

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 26 Jul 2024)
- CF1 Director (AR) (since 13 Jun 2024)
- CF30 Customer (since 13 Jun 2024)
- [FCA CF] Client dealing (24 Mar 2024 to 26 Jul 2024)
- [FCA CF] Functions requiring qualifications (24 Mar 2024 to 26 Jul 2024)
Emily James Financial Services Ltd
FRN 1012872
- (2)Employed By (since 13 Jun 2024)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- [FCA CF] Client dealing (20 Feb 2020 to 15 Mar 2024)
- [FCA CF] Functions requiring qualifications (20 Feb 2020 to 15 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.