James Kim

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ares Management Limited

    FRN 455547

    • SMF18 Other Overall Responsibility (since 29 Jan 2026)
    • [FCA CF] Material risk taker (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 4 Aug 2025)
  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • SMF27 Partner (9 Dec 2019 to 1 Dec 2021)
    • CF4 Partner (1 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (13 May 2010 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (13 Mar 2006 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.