James Kent Morrell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF1 Chief Executive (since 1 Jan 2026)
    • SMF3 Executive Director (since 26 Feb 2025)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • [FCA CF] Significant management (31 Dec 2020 to 31 Jan 2026)
    • CF30 Customer (24 May 2010 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 23 Feb 2010)
    • CF21 Investment Adviser (22 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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