Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (8 Mar 2021 to 31 Jul 2025)
- [FCA CF] Client dealing (8 Mar 2021 to 31 Jul 2025)
-
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Aug 2005 to 15 Feb 2006)
-
- CF21 Investment Adviser (1 Jun 2005 to 9 Sep 2005)
-
- (1)Employed By (1 Dec 2001 to 9 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.