Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jan 2022)
    • CF30 Customer (12 Jan 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (11 May 2009 to 4 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.