Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Apr 2015)
    • CF30 Customer (since 19 Jul 2013)
    • (1)Employed By (since 27 Mar 2015)
  • John Nuttall Ltd (no longer approved here)

    FRN 419873

    • (2)Employed By (19 Jul 2013 to 10 Jun 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (7 Mar 2011 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.