James Joseph Scarlett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 26 Oct 2018)
    • CF30 Customer (since 24 Jul 2013)
    • CF1 Director (AR) (27 Apr 2016 to 1 Nov 2018)
  • Gary Shields Wealth Management LLP

    FRN 415515

    • (2)Employed By (since 8 Oct 2018)
  • R & M Wealth Management LLP (no longer approved here)

    FRN 415513

    • (4)Employed By (24 Jul 2013 to 30 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Nov 2009 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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