James Joseph Byrne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Oct 2021)
  • Birkdale Financial Solutions Limited (no longer approved here)

    FRN 750841

    • Employed By (18 Jul 2016 to 30 Nov 2016)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (27 Jun 2014 to 11 May 2017)
    • CF4 Partner (AR) (3 Nov 2010 to 1 Apr 2014)
    • CF30 Customer (3 Nov 2010 to 11 May 2017)
  • Byrne & Ferns Limited (no longer approved here)

    FRN 215918

    • Employed By (3 Nov 2010 to 11 May 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Aug 2009 to 30 Jun 2010)
    • CF4 Partner (AR) (19 May 2006 to 1 Nov 2010)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.