James Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2025)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 30 Aug 2025)
  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • [FCA CF] Functions requiring qualifications (2 Aug 2022 to 31 Oct 2023)
  • PFP Wealth Group Ltd (no longer approved here)

    FRN 953236

    • (10)Employed By (8 Sep 2021 to 29 Apr 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Feb 2020 to 29 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.