James John Doran

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF30 Customer (6 Oct 2016 to 8 Dec 2019)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (28 Jun 2013 to 1 May 2016)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (4 Sep 2012 to 29 Jan 2013)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (3 Feb 2010 to 8 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.