James John Dickson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • [FCA CF] Material risk taker (10 Dec 2019 to 25 Mar 2024)
    • [FCA CF] Significant management (10 Dec 2019 to 25 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2019 to 25 Mar 2024)
    • CF10 Compliance Oversight (9 Nov 2015 to 18 Jul 2016)
    • CF11 Money Laundering Reporting (9 Nov 2015 to 18 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.