James Jefferson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2022)
    • CF30 Customer (23 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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