Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Sep 2020 to 31 Oct 2022)
- [FCA CF] Significant management (28 Sep 2020 to 31 Oct 2022)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 31 Oct 2022)
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- [FCA CF] Client dealing (16 Jul 2020 to 31 Oct 2022)
- [FCA CF] Manager of certification employee (16 Jul 2020 to 31 Oct 2022)
- [FCA CF] Significant management (16 Jul 2020 to 31 Oct 2022)
- CF30 Customer (27 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2008 to 7 Nov 2013)
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- CF30 Customer (1 Nov 2007 to 7 Nov 2013)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 8 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.