Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Client dealing (28 Sep 2020 to 31 Oct 2022)
    • [FCA CF] Significant management (28 Sep 2020 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 31 Oct 2022)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Client dealing (16 Jul 2020 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (16 Jul 2020 to 31 Oct 2022)
    • [FCA CF] Significant management (16 Jul 2020 to 31 Oct 2022)
    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (1 Jul 2008 to 7 Nov 2013)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 7 Nov 2013)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF26 Customer Trading (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.