Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 24 Apr 2003)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (21 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 21 May 2003)
    • (1)Employed By (since 16 Feb 2004)
  • Betts Seelig Partnership (no longer approved here)

    FRN 224269

    • Employed By (24 Apr 2003 to 21 Dec 2005)
  • James Seelig Financial Services (2090) (no longer approved here)

    FRN 183006

    • (1)Employed By (25 Nov 1998 to 16 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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