James Irvine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Irvine Financial Planning Limited (no longer approved here)

    FRN 607982

    • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Nov 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Nov 2024)
    • CF30 Customer (28 Mar 2014 to 8 Dec 2019)
    • CF1 Director (3 Feb 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Feb 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Feb 2014 to 30 Sep 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 21 Dec 2010)
    • CF1 Director (AR) (26 Oct 2004 to 21 Dec 2010)
    • CF7 Sole Trader (AR) (2 Oct 2002 to 26 Oct 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 2 Oct 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • R & J Associates (no longer approved here)

    FRN 219375

    • (5)Employed By (2 Oct 2002 to 21 Dec 2010)
  • R&J Associates (no longer approved here)

    FRN 172640

    • (5)Employed By (1 Dec 2001 to 2 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.